Mifid Disclosure
MiFID II
On 20 October 2011, the European Commission adopted a legislative proposal for the revision of the Markets in Financial Instruments Directive (MiFID). After more than two years of vigorous debate, the revised Directive on Markets in Financial Instruments and a new regulation (commonly referred to as MiFID II and MiFIR), were adopted the European Commission and came into effect in January 2018.
MiFID II and MiFIR are both pieces of legislation originating from the European Commission and; together, seek to provide a European-wide legislative framework for regulating the operation of financial markets in the EU. MiFID II/MiFIR represents a major overhaul of the existing law, building on and extending the scope of the MiFID I. The legislation has several core objectives, including: (a) increased investor protection; (b) alignment of regulation across the EU in certain areas; (c) increased competition across the financial markets; and (d) introduction of reinforced supervisory powers. In seeking to achieve these objectives, MiFID II contains a broad range of complex provisions.
Related Documents
- MiFiD II Information Pack
- MiFiD II Best Execution Policy
- MIFID II Product Governance Policy
- MIFID II Complaint Form
- MIFID II Information in accordance with Article 28(3) and 28(6)
- MIFID II Privacy Policy
- MiFiD II Client Categorisation Information
- MiFiD II Differences in Protection
- MiFiD II Investor Compensation Fund
- MiFiD II Categorisation Upon Request
- MIFID II Pillar 3 Disclosures Report 2019
- MIFID II Pillar 3 Disclosures Report 2020
- MIFID II Pillar 3 Disclosures Report 2021
- MIFID II Independent Auditors’ report
- MIFID II RTS28 Report – 2019
- MIFID II RTS28 Report – 2020
- MIFID II RTS28 Report – 2021
- CySEC Investment Firm License